Broker Check

29 Salem Lane
Evanston, IL 60203

Swigert & Associates

(847) 864-4690

Tom Swigert

Tom is President and owner with his wife, Sue, of Swigert & Associates, Inc., primarily an income tax preparation business since 1978. He has a Federal licence from the US Treasury Department as an enrolled agent since 1982 - an income tax professional who can represent his clients before the IRS. 

Since 1987, he has been a Registered Representative with HD Vest Investment Securities, Irving TX, and insurance licensed since 1988, and advisory licensed since 1993. Since 2008, he has been an HD Vest Chapter Leader, Mentor and Teacher to fellow HD Vest Registered Representatives (aka Brokers). 

He is also: President and part owner of Prime Focus, Inc., an Employee Leasing Firm since 1983; Trustee of the Verne W Swigert Estate Trust, a working grain farm in Iowa since 1996; and Corporate Secretary of Lohocla Research Corp, a medical research firm since 1983. He is an Illinois Registered Agent for many Illinois Corporations. 


  • Master of Business Administration, University of Illinois (Urbana)


  • CMC - Certified Mgmt Consultant
  • CTP - Certified Tax Practitioner
  • EA - Enrolled Agent



  • Exams: 22, 6, 62, 63, 65.  States: AL, AZ, CA, FL, GA, IL, IN, MD, MI, MN, NY, OR, SC, TX


  • License: Life and Variable.  States: MI
  • License: LTC, Health, Variable, Life.  States: IL


  • License: Investment Advisor Representative.  States: GA, IL, MI, TX